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Department:
Law School >
Course:
Securities Regultn
LAW
662

Securities Regultn

Hours

3.0 Credit, 3 Lecture, 0 Lab

Prerequisites

Business Organizations
Securities Act of 1933, Securities Exchange Act of 1934, state blue sky laws and regulations, distribution and trading of securities, express and implied civil liabilities, criminal liability, insider trading, tender offers, broker-dealer regulation, and the role of lawyers.

Security Identification

Students will be able to identify a security.

Registration Process

Students will be able to describe in detail the registration process for newly issues securities.

Registration Materials

Students will be able to evaluate registration materials for deficiencies and misrepresentations.

Exemptions

Students will be able to explain exemptions from registration.

Elements of Liability

Students will be able to identify the elements of liability for securities fraud and insider trading.