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Department:
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Course:
Securities Regultn
LAW
662

Securities Regultn

Hours

3.0 Credit, 3 Lecture, 0 Lab

Prerequisites

Securities Act of 1933, Securities Exchange Act of 1934, state blue sky laws and regulations, distribution and trading of securities, express and implied civil liabilities, criminal liability, insider trading, tender offers, broker-dealer regulation, and the role of lawyers.